228.093 Pupil and student records and reports;
rights of parents, guardians, pupils, and students; notification;
penalty. ---
(1) PURPOSE. The purpose of this section is to protect the
rights of pupils and students and their parents or guardians with respect to
pupil and student records and reports as created, maintained, and used by
public educational institutions in the state. The intent of the Legislature
is that pupils and students and their parents or guardians shall have rights
of access, rights of challenge, and rights of privacy with respect to such
records and reports, and that rules shall be available for the exercise of
these rights.
(2) DEFINITIONS. As used in this section:
(a) "Chief executive officer" means that person, whether elected
or appointed, who is responsible for the management and administration of any
public educational body or unit, or the chief executive officer's designee for
pupil or student records; that is, the superintendent of a district school
system, the director of the [Footnote 1] area technical center, the president
of a community college, or the president of an institution in the State
University System, or their designees.
(b) "Child" means any person who has not reached the age of
majority.
(c) "Directory information" includes the pupil's or student's
name, address, telephone number if it is a listed number, date and place of
birth, major field of study, participation in officially recognized activities
and sports, weight and height of members of athletic teams, dates of
attendance, degrees and awards received, and the most recent previous
educational agency or institution attended by the pupil or student.
(d) "Pupil" means any child who is enrolled in any instructional
program or activity conducted under the authority and direction of a district
school board.
(e) "Records" and "reports" mean any and all official
records, files, and data directly related to pupils and students which are
created, maintained, and used by public educational institutions, including
all material that is incorporated into each pupil's or student's cumulative
record folder and intended for school use or to be available to parties
outside the school or school system for legitimate educational or research
purposes. Materials which shall be considered as part of a pupil's or
student's record include, but are not necessarily limited to: identifying
data, including a student's social security number; academic work completed;
level of achievement records, including grades and standardized achievement
test scores; attendance data; scores on standardized intelligence, aptitude,
and psychological tests; interest inventory results; health data; family
background information; teacher or counselor ratings and observations;
verified reports of serious or recurrent behavior patterns; and any other
evidence, knowledge, or information recorded in any medium, including, but not
limited to, handwriting, typewriting, print, magnetic tapes, film, microfilm,
and microfiche, and maintained and used by an educational agency or
institution or by a person acting for such agency or institution. However, the
terms "records" and "reports" do not include:
1. Records of instructional, supervisory, and administrative
personnel and educational personnel ancillary thereto, which records are in
the sole possession of the maker thereof and are not accessible or revealed to
any other person except a substitute for any of such persons. An example of
records of this type is instructor's grade books.
2. Records of law enforcement units of the institution which are
maintained solely for law enforcement purposes and which are not available to
persons other than officials of the institution or law enforcement officials
of the same jurisdiction in the exercise of that jurisdiction.
3. Records made and maintained by the institution in the normal
course of business which relate exclusively to a pupil or student in his or
her capacity as an employee and which are not available for use for any other
purpose.
4. Records created or maintained by a physician, psychiatrist,
psychologist, or other recognized professional or paraprofessional acting in
his or her professional or paraprofessional capacity, or assisting in that
capacity, which are created, maintained, or used only in connection with the
provision of treatment to the pupil or student and which are not available to
anyone other than persons providing such treatment. However, such records
shall be open to a physician or other appropriate professional of the pupil's
or student's choice.
5. Directory information as defined in this section.
6. Other information, files, or data which do not permit the
personal identification of a pupil or student.
7. Letters or statements of recommendation or evaluation which were
confidential under Florida law and which were received and made a part of the
pupil's or student's educational records prior to July 1, 1977.
8. Copies of the pupil's or student's fingerprints. No public
educational institution shall maintain any report or record relative to a
pupil or student which includes a copy of the pupil's or student's
fingerprints.
(f) "Student" means any child or adult who is enrolled or who has
been enrolled in any instructional program or activity conducted under the
authority and direction of an institution comprising a part of the state
system of public education and with respect to whom an educational institution
maintains educational records and reports or personally identifiable
information, but does not include a person who has not been in attendance as
an enrollee at such institution.
(3) RIGHTS OF PARENT, GUARDIAN, PUPIL, OR STUDENT. The parent
or guardian of any pupil or student who attends or has attended any public
school, area vocational-technical training center, community college, or
institution of higher education in the State University System shall have the
following rights with respect to any records or reports created, maintained,
and used by any public educational institution in the state. However,
whenever a pupil or student has attained 18 years of age, or is attending an
institution of postsecondary education, the permission or consent required of,
and the rights accorded to, the parents of the pupil or student shall
thereafter be required of and accorded to the pupil or student only, unless
the pupil or student is a dependent pupil or student of such parents as
defined in 26 U.S.C. s. 152 (s. 152 of the Internal Revenue Code of 1954). The
State Board of Education shall formulate, adopt, and promulgate rules whereby
parents, guardians, pupils, or students may exercise these rights:
(a) Right of access.
1. Such parent, guardian, pupil, or student shall have the right,
upon request directed to the appropriate school official, to be provided with
a list of the types of records and reports, directly related to pupils or
students, as maintained by the institution which the pupil or student attends
or has attended.
2. Such parent, guardian, pupil, or student shall have the right,
upon request, to be shown any record or report relating to such pupil or
student maintained by any public educational institution. When the record or
report includes information on more than one pupil or student, the parent,
guardian, pupil, or student shall be entitled to receive, or be informed of,
only that part of the record or report which pertains to the pupil or student
who is the subject of the request. Upon a reasonable request therefor, the
institution shall furnish such parent, guardian, pupil, or student with an
explanation or interpretation of any such record or report.
3. Copies of any list, record, or report requested under the
provisions of this paragraph shall be furnished to the parent, guardian,
pupil, or student upon request.
4. The State Board of Education shall establish rules to be followed
by all public educational institutions in granting requests for lists, or for
access to reports and records or for copies or explanations thereof under this
paragraph. However, access to any report or record requested under the
provisions of subparagraph 2. shall be granted within 30 days after receipt of
such request by the institution. Fees may be charged for furnishing any
copies of reports or records requested under subparagraph 3., but such fees
shall not exceed the actual cost to the institution of producing such
copies.
(b) Right of waiver of access to confidential letters or
statements. Such parent, guardian, pupil, or student shall have the
right to waive the right of access to letters or statements of recommendation
or evaluation, except that such waiver shall apply to recommendations or
evaluations only if:
1. The parent, guardian, pupil, or student is, upon request,
notified of the names of all persons submitting confidential letters or
statements; and
2. Such recommendations or evaluations are used solely for the
purpose for which they were specifically intended.
Such waivers may not be required as a condition for admission to, receipt
of financial aid from, or receipt of any other services or benefits from, any
public agency or public educational institution in this state.
(c) Right to challenge and hearing. Such parent,
guardian, pupil, or student shall have the right to challenge the content of
any record or report to which such person is granted access under paragraph
(a), in order to ensure that the record or report is not inaccurate,
misleading, or otherwise in violation of the privacy or other rights of the
pupil or student and to provide an opportunity for the correction, deletion,
or expunction of any inaccurate, misleading, or otherwise inappropriate data
or material contained therein. Any challenge arising under the provisions of
this paragraph may be settled through informal meetings or discussions between
the parent, guardian, pupil, or student and appropriate officials of the
educational institution. If the parties at such a meeting agree to make
corrections, to make deletions, to expunge material, or to add a statement of
explanation or rebuttal to the file, such agreement shall be reduced to
writing and signed by the parties; and the appropriate school officials shall
take the necessary actions to implement the agreement. If the parties cannot
reach an agreement, upon the request of either party, a hearing shall be held
on such challenge under rules promulgated by the State Board of Education.
Upon the request of the parent, guardian, pupil, or student, the hearing shall
be exempt from the requirements of s. 286.011. This exemption is subject to
the Open Government Sunset Review Act in accordance with [Footnote 2] s.
119.14. Such rules shall include at least the following provisions:
1. The hearing shall be conducted within a reasonable period of time
following the request for the hearing.
2. The hearing shall be conducted, and the decision rendered, by an
official of the educational institution or other party who does not have a
direct interest in the outcome of the hearing.
3. The parent, guardian, pupil, or student shall be afforded a full
and fair opportunity to present evidence relevant to the issues raised under
this paragraph.
4. The decision shall be rendered in writing within a reasonable
period of time after the conclusion of the hearing.
5. The appropriate school officials shall take the necessary actions
to implement the decision.
(d) Right of privacy. Every pupil or student shall have a
right of privacy with respect to the educational records kept on him or her.
Personally identifiable records or reports of a pupil or student, and any
personal information contained therein, are confidential and exempt from the
provisions of s. 119.07(1). No state or local educational agency, board,
public school, [Footnote 1] area technical center, community college, or
institution of higher education in the State University System shall permit
the release of such records, reports, or information without the written
consent of the pupil's or student's parent or guardian, or of the pupil or
student himself or herself if he or she is qualified as provided in this
subsection, to any individual, agency, or organization. These exemptions are
subject to the Open Government Sunset Review Act in accordance with
[Footnote 2] s. 119.14. However, personally identifiable records or reports
of a pupil or student may be released to the following persons or
organizations without the consent of the pupil or the pupil's parent:
1. Officials of schools, school systems, [Footnote 1] area
technical centers, community colleges, or institutions of higher learning in
which the pupil or student seeks or intends to enroll; and a copy of such
records or reports shall be furnished to the parent, guardian, pupil, or
student upon request.
2. Other school officials, including teachers within the educational
institution or agency, who have legitimate educational interests in the
information contained in the records.
3. The United States Secretary of Education, the Director of the
National Institute of Education, the Assistant Secretary for Education, the
Comptroller General of the United States, or state or local educational
authorities who are authorized to receive such information subject to the
conditions set forth in applicable federal statutes and regulations of the
United States Department of Education, or in applicable state statutes and
rules of the State Board of Education.
4. Other school officials, in connection with a pupil's or student's
application for or receipt of financial aid.
5. Individuals or organizations conducting studies for or on behalf
of an institution or a board of education for the purpose of developing,
validating, or administering predictive tests, administering pupil or student
aid programs, or improving instruction, if such studies are conducted in such
a manner as will not permit the personal identification of pupils or students
and their parents by persons other than representatives of such organizations
and if such information will be destroyed when no longer needed for the
purpose of conducting such studies.
6. Accrediting organizations, in order to carry out their
accrediting functions.
7. For use as evidence in pupil or student expulsion hearings
conducted by a district school board pursuant to the provisions of chapter
120.
8. Appropriate parties in connection with an emergency, if knowledge
of the information in the pupil's or student's educational records is
necessary to protect the health or safety of the pupil, student, or other
individuals.
9. The Auditor General in connection with his or her official
functions; however, except when the collection of personally identifiable
information is specifically authorized by law, any data collected by the
Auditor General is confidential and exempt from the provisions of s. 119.07(1)
and shall be protected in such a way as will not permit the personal
identification of students and their parents by other than the Auditor General
and his or her staff, and such personally identifiable data shall be destroyed
when no longer needed for the Auditor General's official use. This exemption
is subject to the Open Government Sunset Review Act in accordance with
[Footnote 2] s. 119.14.
10.
a. A court of competent jurisdiction in compliance with an order of
that court or the attorney of record pursuant to a lawfully issued subpoena,
upon the condition that the pupil or student and the pupil's or student's
parent are notified of the order or subpoena in advance of compliance
therewith by the educational institution or agency.
b. A person or entity pursuant to a court of competent jurisdiction
in compliance with an order of that court or the attorney of record pursuant
to a lawfully issued subpoena, upon the condition that the pupil or student,
or his or her parent if the pupil or student is either a minor and not
attending an institution of postsecondary education or a dependent of such
parent as defined in 26 U.S.C. s. 152 (s. 152 of the Internal Revenue Code of
1954), is notified of the order or subpoena in advance of compliance therewith
by the educational institution or agency.
11. Credit bureaus, in connection with an agreement for financial
aid which the student has executed, provided that such information may be
disclosed only to the extent necessary to enforce the terms or conditions of
the financial aid agreement. Credit bureaus shall not release any information
obtained pursuant to this paragraph to any person.
12. Parties to an interagency agreement among the Department of
Health and Rehabilitative Services, school and law enforcement authorities,
and other signatory agencies for the purpose of reducing juvenile crime and
especially motor vehicle theft by promoting cooperation and collaboration, and
the sharing of appropriate information in a joint effort to improve school
safety, to reduce truancy, in-school and out-of-school suspensions, to support
alternatives to in-school and out-of-school suspensions and expulsions that
provide structured and well-supervised educational programs supplemented by a
coordinated overlay of other appropriate services designed to correct
behaviors that lead to truancy, suspensions, and expulsions, and which support
students in successfully completing their education. Information provided in
furtherance of such interagency agreements is intended solely for use in
determining the appropriate programs and services for each juvenile or the
juvenile's family, or for coordinating the delivery of such programs and
services, and as such is inadmissible in any court proceedings prior to a
dispositional hearing unless written consent is provided by a parent,
guardian, or other responsible adult on behalf of the juvenile.
This paragraph does not prohibit any educational institution from
publishing and releasing to the general public directory information relating
to a pupil or student if the institution elects to do so. However, no
educational institution shall release, to any individual, agency, or
organization which is not listed in subparagraphs 1.-11., directory
information relating to the student body in general or a portion thereof
unless it is normally published for the purpose of release to the public in
general. This exemption is subject to the Open Government Sunset Review Act
in accordance with [Footnote 2] s. 119.14. Any educational institution
making directory information public shall give public notice of the categories
of information which it has designated as directory information with respect
to all pupils or students attending the institution and shall allow a
reasonable period of time after such notice has been given for a parent,
guardian, pupil, or student to inform the institution in writing that any or
all of the information designated should not be released.
(4) NOTIFICATION. Every parent, guardian, pupil, and student
entitled to rights relating to pupil and student records and reports under the
provisions of subsection (3) shall be notified annually, in writing, of such
rights and that the institution has a policy of supporting the law; the types
of information and data generally entered in the pupil and student records as
maintained by the institution; and the procedures to be followed in order to
exercise such rights. The notification shall be general in form and in a
manner to be determined by the State Board of Education and may be
incorporated with other printed materials distributed to pupils and students,
such as being printed on the back of school assignment forms or report cards
for pupils attending kindergarten or grades 1 through 12 in the public school
system and being printed in college catalogs or in other program announcement
bulletins for students attending postsecondary institutions.
(5) PENALTY. In the event that any public school official or
employee, State University System official or employee, [Footnote 1] area
technical center official or employee, community college official or employee,
or district school board official or employee refuses to comply with any of
the provisions of this section, the aggrieved parent, guardian, pupil, or
student shall have an immediate right to bring an action in the circuit court
to enforce the violated right by injunction. Any aggrieved parent, guardian,
pupil, or student who brings such an action and whose rights are vindicated
may be awarded attorney's fees and court costs.
(6) APPLICABILITY TO RECORDS OF DEFUNCT INSTITUTIONS. The
provisions of this section also apply to pupil or student records which any
nonpublic educational institution that is no longer operating has deposited
with the district school superintendent in the county where the nonpublic
educational institution was located or with the clerk of the circuit court of
that county; with the Department of Education; with the Division of Library
and Information Services, records and information management program, of the
Department of State; or with any other public agency.
History: ss. 1, 4, ch. 77-60; s. 1, ch. 81-201; s. 1, ch. 84-208; s. 1, ch.
86-65; s. 6, ch. 86-145; s. 11, ch. 86-163; s. 1, ch. 88-292; s. 72, ch.
90-288; s. 25, ch. 90-302; s. 55, ch. 90-360; s. 5, ch. 93-200; s. 1208, ch.
95-147.
[Footnote 1] Note. The term "area technical center" was
substituted for the term "area vocational-technical center" by the editors
pursuant to the directive of the Legislature in s. 16, ch. 94-232.
[Footnote 2] Note.
A. Repealed by s. 1, ch. 95-217.
B. Section 4, ch. 95-217, provides that "notwithstanding
any provision of law to the contrary, exemptions from chapter 119, Florida
Statutes, or chapter 286, Florida Statutes, which are prescribed by law and
are specifically made subject to the Open Government Sunset Review Act in
accordance with section 119.14, Florida Statutes, are not subject to review
under that act, and are not abrogated by the operation of that act, after
October 1, 1995."